Compliance Auditor Resume
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Classic Linear — Compliance Auditor Resume
Traditional single-column layout with clean typography
Denise Harper
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Achievements
Regulatory Penalty Avoided
2023Certifications
CAMS
2018Education
BA in Business Administration
2012-08 - 2016-05Skills
Denise Harper
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Achievements
Regulatory Penalty Avoided
2023Certifications
CAMS
2018Education
BA in Business Administration
2012-08 - 2016-05Skills
Modern Split — Compliance Auditor Resume
Contemporary split layout with bold typography
Denise Harper
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Certifications
CAMS
2018Education
BA in Business Administration
2012-08 - 2016-05Professional Summary
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Skills
Contact
Skills
Denise Harper
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Certifications
CAMS
2018Education
BA in Business Administration
2012-08 - 2016-05Professional Summary
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Skills
Contact
Skills
Minimalist — Compliance Auditor Resume
Clean and minimal design focusing on content
Denise Harper
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Achievements
Regulatory Penalty Avoided
2023Certifications
CAMS
2018Education
BA in Business Administration
2012-08 - 2016-05Skills
Denise Harper
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Achievements
Regulatory Penalty Avoided
2023Certifications
CAMS
2018Education
BA in Business Administration
2012-08 - 2016-05Skills
Executive — Compliance Auditor Resume
Professional layout ideal for senior positions
Denise Harper
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Certifications
CAMS
2018Education
BA in Business Administration
2012-08 - 2016-05Achievements
Skills
Denise Harper
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Certifications
CAMS
2018Education
BA in Business Administration
2012-08 - 2016-05Achievements
Skills
Creative — Compliance Auditor Resume
Dynamic layout perfect for creative professionals
Denise Harper
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Skills
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Achievements
Regulatory Penalty Avoided
2023Certifications
CAMS
2018Education
BA in Business Administration
2012-08 - 2016-05Denise Harper
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Skills
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Achievements
Regulatory Penalty Avoided
2023Certifications
CAMS
2018Education
BA in Business Administration
2012-08 - 2016-05Compact — Compliance Auditor Resume
Space-efficient design without compromising readability
Denise Harper
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Education
BA in Business Administration
2012-08 - 2016-05Certifications
CAMS
2018Achievements
Regulatory Penalty Avoided
2023Summary
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Contact
Skills
Denise Harper
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Education
BA in Business Administration
2012-08 - 2016-05Certifications
CAMS
2018Achievements
Regulatory Penalty Avoided
2023Summary
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Contact
Skills
Timeline — Compliance Auditor Resume
Chronological focus with visual timeline elements
Denise Harper
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Experience
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Achievements
Achievements
Regulatory Penalty Avoided
2023Certifications
Certifications
CAMS
2018Education
Education
BA in Business Administration
2012-08 - 2016-05Skills
Denise Harper
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Experience
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Achievements
Achievements
Regulatory Penalty Avoided
2023Certifications
Certifications
CAMS
2018Education
Education
BA in Business Administration
2012-08 - 2016-05Skills
Skills Focused — Compliance Auditor Resume
Highlights technical and professional competencies
Denise Harper
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Skills
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.
Achievements
Regulatory Penalty Avoided
2023Certifications
CAMS
2018Education
BA in Business Administration
2012-08 - 2016-05Denise Harper
Compliance Auditor with 8 years of experience in regulatory compliance, policy testing, and remediation tracking across banking and insurance industries.
Skills
Experience
Senior Compliance Auditor at Capital One
2019-05 - PresentConducted BSA/AML, UDAAP, and FCRA compliance audits. Identified regulatory gaps and tracked remediation to closure. Presented audit results to Compliance Committee.
Compliance Auditor at Deloitte Risk Advisory
2016-07 - 2019-04Supported compliance programme assessments for Tier 1 bank clients under OCC and CFPB examination frameworks.